-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NjUQRs60e3ZsspF9wd2pT2NHmpb4KSEq9krT7eO7/4+BujEqtzeYmoDFVIH1msLS yjxngwPveYLGF7rcmGeAgA== 0001073307-10-000083.txt : 20101012 0001073307-10-000083.hdr.sgml : 20101011 20101012161200 ACCESSION NUMBER: 0001073307-10-000083 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20101012 DATE AS OF CHANGE: 20101012 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: RMR Real Estate Income Fund CENTRAL INDEX KEY: 0001443387 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-84922 FILM NUMBER: 101119358 BUSINESS ADDRESS: STREET 1: 400 CENTRE STREET CITY: NEWTON STATE: MA ZIP: 02458 BUSINESS PHONE: 617-332-9530 MAIL ADDRESS: STREET 1: 400 CENTRE STREET CITY: NEWTON STATE: MA ZIP: 02458 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: ROYAL BANK OF CANADA \ CENTRAL INDEX KEY: 0001000275 STANDARD INDUSTRIAL CLASSIFICATION: COMMERCIAL BANKS, NEC [6029] IRS NUMBER: 000000000 FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: P O BOX 1 STREET 2: ROYAL BANK PLAZA CITY: TORONTO STATE: A6 ZIP: 00000 BUSINESS PHONE: 4169745151 MAIL ADDRESS: STREET 1: P O BOX 6001 CITY: MONTREAL STATE: A8 ZIP: H3C 3A9 SC 13G 1 sch13g-100930.htm SCHEDULE 13G sch13g-100930.htm
 
 

 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C.  20549

SCHEDULE 13G

Under the Securities Exchange Act of 1934*

RMR Real Estate Income Fund
(Name of Issuer)

Auction Preferred Shares (Series F)

 (Title of Class of Securities)

74964k104

(CUSIP Number)

September 30, 2010
(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

[x]      Rule 13d-1(b)

£      Rule 13d-1(c)

£      Rule 13d-1(d)

*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
 
The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
 

 
 

 

CUSIP No. 74964k104

1. Names of Reporting Persons.
            I.R.S. Identification Nos. of above persons (entities only).
 
            Royal Bank of Canada
 
 
2. Check the Appropriate Box if a Member of a Group (See Instructions)
 
     (a)                                                                                                                        
 
     (b)                                                                                                                        
 
 
3. SEC Use Only                                                                                                                         & #160;   
 
 
4. Citizenship or Place of Organization
 
             Canada
 
 
Number of
Shares
Beneficially
Owned by Each Reporting Person With:
 
 
5.  Sole Voting Power                             0
 
6.  Shared Voting Power                        6 (Series F)
 
7.  Sole Dispositive Power                    0
 
8.  Shared Dispositive Power               6 (Series F)
 
9.   Aggregate Amount Beneficially Owned by Each Reporting Person       6 (Series F)
 
 
10.  Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)
 
11.  Percent of Class Represented by Amount in Row (9)       22.2% (Series F)
 
12.  Type of Reporting Person (See Instructions)         HC
 

 
 

 

CUSIP Nos. 74964k104
 
1. Names of Reporting Persons.
                    I.R.S. Identification Nos. of above persons (entities only).
 
                    RBC Capital Markets Corporation
 
 
2. Check the Appropriate Box if a Member of a Group (See Instructions)
 
            (a)                                                                                                                        
 
            (b)                                                                                                                        
 
 
3. SEC Use Only                                                                                                                        
 
 
4. Citizenship or Place of Organization
 
                    Minnesota
 
 
Number of
Shares
Beneficially
Owned by Each Reporting Person With:
 
 
5.   Sole Voting Power                           0
 
6.   Shared Voting Power                      6 (Series F)
 
7.   Sole Dispositive Power                   0
 
8.   Shared Dispositive Power              6 (Series F)
 
9.   Aggregate Amount Beneficially Owned by Each Reporting Person       6 (Series F)
 
 
10.  Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)
 
11.  Percent of Class Represented by Amount in Row (9)       22.2% (Series F)
 
12.  Type of Reporting Person (See Instructions)        BD
 

 
 

 
 
 
Item 1.  
 
 
(a)
Name of Issuer
RMR Real Estate Income Fund
(b)
Address of Issuer’s Principal Executive Offices
400 Centre Street
Newton, MA 02458
 
Item 2.  
 
 
(a)
Name of Person Filing
 
1.  Royal Bank of Canada
2.   RBC Capital Markets Corporation
 
(b)
Address of Principal Business Office or, if none, Residence
 
1.  200 Bay Street
     Toronto, Ontario M5J 2J5
     Canada
2.  One Liberty Plaza
     165 Broadway
     New York, New York 10006
 
(c)
Citizenship
See Item 4 of the cover pages.
 
(d)
Title of Class of Securities
Auction Preferred Shares (Series F)
 
(e)
CUSIP Number
 
74964k104
 
Item 3.  
If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
 
(a)
[x]
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).
(b)
£
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).
(c)
£
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).
(d)
£
Investment company registered under section 8 of the Investment Company Act of 1940  (15 U.S.C 80a-8).
(e)
£
An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);
(f)
£
An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);
(g)
[x]
A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
(h)
£
A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
(i)
£
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
(j)
£
A non-U.S. institution in accordance with Rule 13d-1(b)(1)(ii)(J);
(k)
£
Group, in accordance with §240.13d-1(b)(1)(ii)(K).

 
 

 
 
 
Item 4.  
Ownership
 
Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.
 
(a)
Amount beneficially owned:  See Item 9 of the Cover Page.
 
 
(b)
Percent of class:  See Item 11 of the Cover Page.
 
 
(c)
Number of shares as to which the person has:
 
 
 
(i)
Sole power to vote or to direct the vote
0
 
(ii)
Shared power to vote or to direct the vote
See Item 9 of the cover pages.
 
(iii)
Sole power to dispose or to direct the disposition of
0
 
(iv)
Shared power to dispose or to direct the disposition of
See Item 9 of the cover pages.
 
Instruction:  For computations regarding securities which represent a right to acquire an underlying security see §240.13d-3(d)(1).
 
 
Item 5.  
Ownership of Five Percent or Less of a Class
 
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following: [  ].
 
Item 6.  
Ownership of More than Five Percent on Behalf of Another Person
 
 
Not applicable.
 
Item 7.  
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company
 
RBC Capital Markets Corporation is an indirectly wholly owned subsidiary of Royal Bank of Canada.
 
Item 8.  
Identification and Classification of Members of the Group
 
Not applicable.
 
Item 9.  
Notice of Dissolution of Group
 
Not applicable.
 
   Item 10.  Certification
 
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.
 

 
 

 

SIGNATURE
 

 
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
 
Dated:  October 6, 2010
 
 
ROYAL BANK OF CANADA
 
 
/s/ Tom Smee
 
Signature
 
Tom Smee/Senior Vice President
 
Name/Title
 
/s/ Carol Ann Bartlett
 
Signature
 
Carol Ann Bartlett/Senior Vice President
 
Name/Title


 
RBC CAPITAL MARKETS CORPORATION
 
 
*/s/ John Penn
 
Signature
 
John Penn/Authorized Signatory
 
Name/Title

*This Schedule 13G was executed by John Penn pursuant to the power of attorney filed with the Securities and Exchange Commission on March 10, 2009 in connection with a Schedule 13G for BlackRock MuniHoldings Fund II, Inc., which power of attorney is incorporated herein by reference.

 
 

 

Index to Exhibits



Exhibit                                                                Exhibit

A.                                                                       Joint Filing Agreement



 
 

 


EXHIBIT A

JOINT FILING AGREEMENT


In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, the persons or entities named below agree to the joint filing on behalf of each of them of this Schedule 13G with respect to the Securities of the Issuer and further agree that this joint filing agreement be included as an exhibit to this Schedule 13G.  In evidence thereof, the undersigned hereby execute this Agreement as of October 6, 2010.


 
ROYAL BANK OF CANADA
 
 
/s/ Tom Smee
 
Signature
 
Tom Smee/Senior Vice President
 
Name/Title
 
/s/ Carol Ann Bartlett
 
Signature
 
Carol Ann Bartlett/Senior Vice President
 
Name/Title


 
RBC CAPITAL MARKETS CORPORATION
 
 
*/s/ John Penn
 
Signature
 
John Penn/Authorized Signatory
 
Name/Title

*This Schedule 13G was executed by John Penn pursuant to the power of attorney filed with the Securities and Exchange Commission on March 10, 2009 in connection with a Schedule 13G for BlackRock MuniHoldings Fund II, Inc., which power of attorney is incorporated herein by reference.

 
 

 

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